ETHICS AND CONDUCT RISK TRAINING BOARD & EXECUTIVES
Course Overview
INTRODUCTION TO ETHICS AND CONDUCT
Setting out a common understanding of ethics
and conduct in financial services businesses
including examining common ethical dilemmas
impacting business strategies and decisions
IMPACT OF ETHICS AND BUSINESS CONDUCT FAILURES IN A GLOBAL AND LOCAL CONTEXT
Examining cases of failures in organisational ethics and conduct their impact on businesses.
LEGAL AND REGULATORY LANDSCAPE – LOCAL AND INTERNATIONAL
KEY CONSIDERATIONS IN DEVELOPING A STRONG ETHICS AND CONDUCT CULTURE
Building and maintaining strong organisational culture that prioritises ethics and good
conduct is good for business. We will examining the key components and considerations
in building a sustainable culture.
Course Overview
ROLES AND RESPONSIBILITIES OF BOARDS AND EXECUTIVES
Ensuring board and executive members are fully
aware of their roles and responsibilities and in
relation to business Ethics and Conduct
EVOLUTION OF BUSINESS ETHICS AND CONDUCT – A FORWARDLOOKING VIEW
The Ethics and Conduct landscape is changing. Global
• considerations and perspectives in areas like ESG is evolving,
yet the underlying drivers of its existence are not diminishing
especially in Africa. The unstoppable emergence of AI and its
use of our customer’s data will inevitably bring us new
challenges
ETHICS AND CONDUCT – A STRATEGY PERSPECTIVE
Good Ethics and Conduct can deliver enormous benefits for businesses.
They must be one of the elements at the centre of business strategy
• development. We will examine why and how that can be achieved.
ETHICS AND CONDUCT RISK MANAGEMENT FRAMEWORKS AND CONTROLS
We walk-through an Ethics and Conduct risk management framework; the resources
required to build and maintain the framework; the role of the board, management and the
risk management and compliance functions
Data Protection Training For Board & Executives Members