CISI Combating Financial Crime Online – Module 6: Financial Crime Risk Management and The Role of the Financial Services Industry

  • 1 Location(s) Available
  • 3 Date(s) Available
  • Distance Course

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CISI Combating Financial Crime Online – Module 6: Financial Crime Risk Management and The Role of the Financial Services Industry

$160.00

Course Duration: Half day

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Introduction.

Combating Financial Crime, developed in collaboration with QCo, provides a global view of transnational crime. It illustrates practical defences, and focuses on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities. It covers the background and nature of financial crime, money laundering, terrorist financing, and corruption; combating financial crime, bribery and the role of the private sector.
  • One of Six HALF-DAY Sessions Delivered Over 3 WEEKS
  • Session Duration: Between 3 - 4 Hours
  • Specialist Qualification – it takes a global view of transnational crime, illustrates practical defences and can be taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
  • Offers a progressive study pathway – Combating Financial Crime is one of the first steps in the CISI’s compliance qualifications study pathway and offers access to the higher level Diploma in Investment Compliance
  • Discounted CISI Student membership – Become associated with a Chartered professional body and take advantage of an extensive range of benefits
  • Compliance Officers
  • Money Laundering Reporting Officers (MLROs)
  • Financial Crime Regulators - Financial Intelligence Unit Specialists
  • Financial Crime Law Enforcement Officers
  • Trade Finance Specialists
  • Corporate and Private Banking Officers
  • Property Lawyers
  • Real Estate Agents
  • Correspondent Banking Specialists
  • Certificate of Attendance
  • This multiple choice question (MCQ) exam is computer based, consists of 50 questions and lasts 1 hour. The current pass rate for this exam is 72% and the pass mark is 70%. We recommend a minimum of 80 hours study
Module 6
  • Introduction and Course Overview
  • Considerations for the financial services industry
  • Risks
  • Practical business safeguards
  • Regulatory bodies
  • Relations with regulators
  • Specific responsibilities
  • Compliance
  • Customer Due Diligence (CDD)
  • Reporting obligations
  • Consent regimes
  • Record keeping obligations