CISI Combating Financial Crime Online - Module 5: Fraud and Market Abuse

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CISI Combating Financial Crime Online - Module 5: Fraud and Market Abuse


Combating Financial Crime, developed in collaboration with QCo, provides a global view of transnational crime. It illustrates practical defences, and focuses on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities. It covers the background and nature of financial crime, money laundering, terrorist financing, and corruption; combating financial crime, bribery and the role of the private sector.

  • One of Six HALF-DAY Sessions Delivered Over 3 WEEKS
  • Session Duration: 3 – 4 Hours
  • Specialist Qualification – it takes a global view of transnational crime, illustrates practical defences and can be taken as a stand-alone qualification or as part of the Investment Operations Certificate (IOC)
  • Combine it with a CISI regulatory exam to complete the full Certificate in Combating Financial Crime. You are exempt from the regulation paper if you have already achieved a regulatory paper through another route, such as the IOC
  • Offers a progressive study pathway – Combating Financial Crime is one of the first steps in the CISI’s compliance qualifications study pathway and offers access to the higher level Diploma in Investment Compliance
  • Discounted CISI Student membership – Become associated with a Chartered professional body and take advantage of an extensive range of benefits
  • MODULE ONE: Background and Nature of Financial Crime
  • MODULE TWO: Money Laundering
  • MODULE THREE: Bribery and Corruption
  • MODULE FOUR: Terrorist Financing | Financial Sanctions
  • MODULE FIVE: Fraud | Market Abuse | Tax Evasion
  • MODULE SIX: Financial Crime Risk Management | The Role of the Financial Services Industry
  • Compliance Officers
  • Money Laundering Reporting Officers (MLROs)
  • Financial Crime Regulators – Financial Intelligence Unit Specialists
  • Financial Crime Law Enforcement Officers
  • Trade Finance Specialists
  • Corporate and Private Banking Officers
  • Property Lawyers
  • Real Estate Agents
  • Correspondent Banking Specialists
  • Certificate of Attendance
  • This multiple choice question (MCQ) exam is computer based, consists of 50 questions and lasts 1 hour. The current pass rate for this exam is 72% and the pass mark is 70%. We recommend a minimum of 80 hours study
Module 5
  • Introduction and Course Overview
  • Introduction to Fraud
  • Investment Fraud
  • Insurance Fraud
  • Cyber Fraud
  • Market Abuse
  • Sarbanes-Oxley Act (SOX) (2002)
  • Tax evasion
  • Pre-course Essentials: Work through the entire Fundamentals of Financial Services workbook prior to attending the course
  • Pre-course Essentials: Review past & sample examination papers prior to the attending the course
  • Candidate Support: Contact us at training@africarisk.test if you need any support before and after the course
  • Bring water & refreshments to help you stay focused

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